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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-12-27
TX RA APPROVED 2016-12-27
  • IL RA
    APPROVED
    Since 2016-12-27
  • TX RA
    APPROVED
    Since 2016-12-27

Branch Locations

134 W Lake St, Bloomingdale, IL 60108 • United States

1411 Opus Place, Downers Grove, IL 60515 • United States

Westchester, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Bloomingdale IL 01/2013 Present
Thrivent Financial For Lutherans Appleton WI 06/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-23
S63 Uniform Securities Agent State Law Examination 2013-03-20
  • S65 Uniform Investment Adviser Law Examination
    2016-12-23
  • S63 Uniform Securities Agent State Law Examination
    2013-03-20

View on SEC IAPD

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