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Raymond Alphonzo Eckersall

Wells Fargo Advisors Financial Network, LLC

Roselle, IL

CRD 2785847

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-10
IL RA APPROVED 2008-04-04
  • TX RA
    APPROVED_RES
    Since 2021-06-10
  • IL RA
    APPROVED
    Since 2008-04-04

Branch Locations

400 West Lake St Unit 220A, Roselle, IL 60172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Schaumburg IL 05/2009 Present
Previous Registrations
Other Businesses

MIDWEST INVESTORS INC, NOT INVESTMENT RELATED, BARRINGTON IL, CO-OWNER, OWNS RENTAL REAL ESTATE, BEGAN 12/2004, 2 HOURS/MONTH, NOT DURING BUSINESS HOURS. ECKERSALL WEALTH MANAGEMENT INC, INV RELATED, NORTH BARRINGTON, IL, 100% OWNERSHIP, START 2/1/2008, 2 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. RENTAL PROPERTY; INVESTMENT RELATED; ELGIN,IL; 50% OWNERSHIP; START 12/30/2004; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; NAPLES,FL; 50% OWNERSHIP; START 9/1/2005; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-04
S65 Uniform Investment Adviser Law Examination 1996-10-04
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
  • S65 Uniform Investment Adviser Law Examination
    1996-10-04

View on SEC IAPD

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