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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-23
  • IL RA
    APPROVED
    Since 2025-06-23

Branch Locations

25 E. Main Street Suite 202, Roselle, IL 60172 • United States

Cannata & Company, Llc

25 E. Main Street Suite 202, Roselle, IL 60172 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-04-08
  • IL RA
    APPROVED
    Since 2015-04-08

Branch Locations

25 E. Main Street Suite 202, Roselle, IL 60172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2013 06/2025
Cannata & Company, Llc Rosement IL 12/2014 Present
Arkadios Capital Atlanta GA 06/2025 Present
Arkadios Wealth Advisors Atlanta GA 06/2025 Present
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 8/08/2016; Approximately 5% of time spent during business hours; Conducted at branch location; Investment Related. 2. Cannata & Company, LLC, DBA, a registered investment adviser, providing financial planning services, at branch location, investment related. 3. Notary public; not investment related; conducted at branch location.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-27
S63 Uniform Securities Agent State Law Examination 2014-01-14
  • S65 Uniform Investment Adviser Law Examination
    2014-06-27
  • S63 Uniform Securities Agent State Law Examination
    2014-01-14
Designations
Other Names
  • Lindsey Anne Cannata

View on SEC IAPD

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