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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-21 |
| AZ | RA | APPROVED | 2009-07-22 |
Branch Locations
6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States
Phoenix, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Scottsdale | AZ | 07/2009 | Present |
| City National Bank | Scottsdale | AZ | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-03 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-21 |
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