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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-31 |
| MI | RA | APPROVED | 2010-03-18 |
Branch Locations
251 Diversion St. Suite 400, Rochester, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Auburn Hills | MI | 03/2009 | Present |
1) DIRECTOR. PONTIAC, MI 48342. NOT INVESTMENT RELATED. BUSINESS - HUNT CLUB. TITLE - DIRECTOR. START DATE - 01/01/2007. 1 HR/MONTH. DUTIES - HELP DECIDE MATTERS AS IT RELATES TO FARMING OPERATIONS, CAPITAL IMPROVEMENTS, AND OTHER OPERATIONAL MATTERS. 2) Name of Business: Residential Rental Home Jointly Owned With Spouse ; Rochester, MI, 48306, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 10/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joint owner of residential rental home with spouse.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-26 |
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