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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED | 2021-11-29 |
Branch Locations
16401 Swingley Ridge Road Suite 225, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Chesterfield | MO | 12/2002 | 11/2021 |
| Financial Legacy Assoc., Llc | Chesterfield | MO | 12/2002 | 11/2021 |
| Lpl Financial Llc | Chesterfield | MO | 11/2021 | Present |
1)11/29/2021 - INT Wealth Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/29/2021 320hrs/mnth 8 hrs during Trading 2)11/29/2021 - Notary - State of MO - Inv Rel - At Reported Business Location(s) - Start: 10/29/2021 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-12 |
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