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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

621 University Blvd, Galveston, TX 77550 • United States

24 Greenway Plaza Ste 1725, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glaser Financial Services Galveston TX 09/2012 Present
Voya Financial Advisors Galveston TX 09/2014 Present
  • 09/2012 → Present
    Glaser Financial Services
    Galveston, TX
  • 09/2014 → Present
    Voya Financial Advisors
    Galveston, TX
Previous Registrations
  • 1997-02-19 → 2011-01-03
    Voya Financial Partners, Llc
    Houston, TX
    Houston, TX
    Galveston, TX
    Houston, TX
Other Businesses

NAME OF ENTITY:Glaser Financial Services; Yes; 621 UNIVERSITY BLVD; GALVESTON; TX; 77550; Financial Services/dba; FINANCIAL ADVISER; 9/13/2012; 160; 160; Provide insurance and financial services to clietns and prospects|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 621 UNIVERSITY BLVD; GALVESTON; TX; 77550; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/9/2008; 5; 1; SELLING FIXED INSURANCE/ANNUITY PRODUCTS THROUGH CARRIERS IN ADDITION TO ING. TERM LIFE INS & DISABLITY,|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1995-04-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1995-04-17

View on SEC IAPD

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