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David P Rogers

Edward Jones

Galveston, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-07-27
  • TX RA
    APPROVED
    Since 2007-07-27

Branch Locations

6710 Stewart Rd Ste 201, Galveston, TX 77551 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2007 Present
Previous Registrations
  • 2005-07-04 → 2007-08-08
    A. G. Edwards & Sons, Inc.
    Galveston, TX
    Galveston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-01
  • S66 Uniform Combined State Law Examination
    2005-07-01
Other Names
  • David P. Rogers
  • David Parker Rogers

View on SEC IAPD

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