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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

6109 Central City Blvd, Galveston, TX 77551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/2025 Present
Truist Bank 1333 W Bay Area Blvd Suite 100 TX 11/2021 09/2025
Bbva Now Pnc Bank Alvin TX 02/2019 11/2021
Bootkikkers Bingo La Marque TX 06/2019 12/2025
Bank Of America 6109 Central City Blvd TX 08/2012 02/2019
Bank Of America, N.A. Houston TX 11/2025 Present
  • 09/2025 → Present
    Houston, TX
  • 11/2021 → 09/2025
    Truist Bank
    1333 W Bay Area Blvd Suite 100, TX
  • 02/2019 → 11/2021
    Bbva Now Pnc Bank
    Alvin, TX
  • 06/2019 → 12/2025
    Bootkikkers Bingo
    La Marque, TX
  • 08/2012 → 02/2019
    Bank Of America
    6109 Central City Blvd, TX
  • 11/2025 → Present
    Bank Of America, N.A.
    Houston, TX
Other Businesses

I*2956264, Entity Type: Entity For Profit, Name of OBA: Remember Why You Started LLC, Address: Hitchcock, Texas, 77563, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/05/2021, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Currently none, before I would make personal T-shirt printing orders for family members or small business. This is something that I still do and it will likely be closed out at some point. This is an LLC I created for the sale of customized T-shirts, T-shirt printing and hats. I do not currently actively run the business but the entity is active in Texas. This may be closed out soon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-02
  • S66 Uniform Combined State Law Examination
    2025-12-02
Other Names
  • Nestor De La Fuente

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