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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-13 |
| MN | RA | APPROVED | 2019-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Apple Valley | MN | 01/2018 | 05/2018 |
| Best Time Rv, Lp | Las Vegas | NV | 07/2017 | 01/2018 |
| Unemployed | Henderson | NV | 07/2017 | 07/2017 |
| Everywhere Wireless, Llc | Chicago | IL | 01/2017 | 06/2017 |
| Unemployed | Winfield | IL | 12/2016 | 01/2017 |
| Kelly Services, Inc. | Chicago | IL | 10/2016 | 12/2016 |
| Unemployed | Missouri City | TX | 08/2016 | 09/2016 |
| Unemployed | Morton Grove | IL | 09/2016 | 10/2016 |
| Axa Advisors, Llc | New York | NY | 05/2018 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 06/2019 | Present |
| Data Recognition Corporation (Drc) | Plymouth | MN | 05/2019 | 06/2019 |
| Joann Stores, Llc | Edina | MN | 09/2018 | 07/2019 |
| Bank Of America, N.A | Minneapolis | MN | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-11 |
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