Timothy Raymond Wampler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2024 → 11/2024
  Pruco Securities Llc
  Houston, TX
• 05/2012 → 01/2024
  Chevron
  Houston, TX
• 07/2024 → Present
  The Prudential Insurance Company Of America
  Houston, TX
• 11/2024 → 01/2025
  Lpl Enterprise, Llc
  Houston, TX
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 02/2025 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2024-11-14 → 2025-01-10
  Lpl Enterprise, Llc
  Houston, TX
• 2024-05-22 → 2024-11-14
  Pruco Securities, Llc.
  Houston, TX

Other Businesses

I*4212265, Entity Type: , Name of OBA: Houston Yacht Club, Address: Shoreacres, Texas, 77571, Investment Related: N, Position, Title, Association: Chair, Employee Start Date: 04/01/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: As chair, I will be coordinating and managing the weekend activities such as judging, lunches, awards, scoring, and coordinating with Texas Youth Sailing and the Lakewood Yacht Club, The yacht club has asked me to chair a youth sailing regatta in July. The yacht club is a 501(c)(7) organization and exists on behalf of the members and volunteers.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-21