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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-19 |
| PA | RA | APPROVED | 2003-07-11 |
Branch Locations
5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States
Schnecksville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Allentown | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Allentown | PA | 03/2020 | Present |
Business Ownership; Sages; Owner and Chief Technician; Non financial personal services.; 5216 Wagon Wheel Dr., , Schnecksville, PA, 18078; Not Investment-Related; 03/01/2021; 10 to 19 hours per month; 0 during trading hours / STM Associates, LLC; Owner; Manage Ameriprise Business; 5100 W. Tilghman St, Suire 211, Allentown, PA, 18104; Investment-Related; 09/28/2023; 1 to 9 hours per month; 0 during trading hours / RIME Associates; Co-owner; Legal Entity for Office Expenses; 5100 Tilghman StreetSuite 211Allentown, PA 18104, ,; Not Investment-Related; 01/01/2000; 0 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-26 |
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