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Christopher Gilbert Popkey

Stratos Wealth Partners, Ltd

Scottsdale, AZ

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-01-05
TX RA APPROVED 2017-01-05
AZ RA APPROVED 2016-11-01
  • LA RA
    APPROVED
    Since 2017-01-05
  • TX RA
    APPROVED
    Since 2017-01-05
  • AZ RA
    APPROVED
    Since 2016-11-01

Branch Locations

6909 E Greenway Parkway Suite 295, Scottsdale, AZ 85254 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sun City AZ 06/2013 10/2016
Lpl Financial, Llc Scottsdale AZ 10/2016 Present
Stratos Wealth Partners, Ltd Scottsdale AZ 11/2016 Present
  • 06/2013 → 10/2016
    Wells Fargo Advisors, Llc
    Sun City, AZ
  • 10/2016 → Present
    Lpl Financial, Llc
    Scottsdale, AZ
  • 11/2016 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

1)10/18/2016 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2016 - 160 hr/mth. 2) 10/28/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 11/28/2016: Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - IAR - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/07/2023 - Green Bay Packers, Inc. - Not Investment Related - 1265 Lombardi Ave., Green Bay, Wi. 54304 - Outside/W-2 Employment - Guest Services - Start Date 07/15/2023 - 20 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-29
S63 Uniform Securities Agent State Law Examination 2006-01-09
  • S65 Uniform Investment Adviser Law Examination
    2015-10-29
  • S63 Uniform Securities Agent State Law Examination
    2006-01-09
Other Names
  • Christopher Popkey

View on SEC IAPD

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