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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-01-05 |
| TX | RA | APPROVED | 2017-01-05 |
| AZ | RA | APPROVED | 2016-11-01 |
Branch Locations
6909 E Greenway Parkway Suite 295, Scottsdale, AZ 85254 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sun City | AZ | 06/2013 | 10/2016 |
| Lpl Financial, Llc | Scottsdale | AZ | 10/2016 | Present |
| Stratos Wealth Partners, Ltd | Scottsdale | AZ | 11/2016 | Present |
1)10/18/2016 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2016 - 160 hr/mth. 2) 10/28/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 11/28/2016: Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - IAR - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/07/2023 - Green Bay Packers, Inc. - Not Investment Related - 1265 Lombardi Ave., Green Bay, Wi. 54304 - Outside/W-2 Employment - Guest Services - Start Date 07/15/2023 - 20 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-09 |
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