Heidi Ericksen Knight

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → 06/2023
  Royal Alliance Associates, Inc.
  Ft. Worth, TX
• 12/1995 → Present
  Heidi E. Knight, Ria, Dba Knight Financial Services
  Fort Worth, TX
• 06/2023 → 01/2026
  Osaic Wealth, Inc
  Ft. Worth, TX
• 01/2026 → Present
  Lpl Financial Llc
  Benbrook, TX

Previous Registrations

• 2004-06-03 → 2026-01-26
  Osaic Wealth, Inc.
  Benbrook, TX
  Ft. Worth, TX

Other Businesses

1. 01/2026 - Knight Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - 120 Hrs/Mth - 100 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/20/2026 2. 01/2026 - Heidi E. Knight - Tax Prep/Accounting/CPA - Investment Related - 1 Hrs/Mth - 1 Hrs During Trading - Benbrook Texas, TX 76126 - OBA Start Date: 09/01/1992 3. 01/2026 - Blue Hole Investments LLC - Business Owner - Investment Related - 3 Hrs/Mth - 3 Hrs During Trading - Benbrook, TX 76126 - OBA Start Date: 09/01/2007 4. 01/2026 - Aqua Rock Investments LLC - Business Owner - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Benbrook, TX 76126 - OBA Start Date: 02/01/2008 5. 01/2026 - Rock Hound Holdings LLC - Real Estate Rental - Investment Related - 2 Hrs/Mth - 2 Hrs During Trading - Benbrook, TX 76126 - OBA Start Date: 06/01/2007

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-02-03

Designations

• Certified Financial Planner