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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-22 |
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 05/2014 | Present |
*382200 - Fort Mitchell Baptist Church; Investment related - No; Religious education; Employee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0 ; After business hours: 18; Teaching children, planning curriculum and leading volunteers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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