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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-10-30 |
| FL | RA | APPROVED | 2017-04-04 |
| TX | RA | APPROVED | 2010-08-17 |
Branch Locations
1400 16Th Street Suite 450, Denver, CO 80202 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein, Llc | Dallas | TX | 08/2010 | Present |
1. Delaware Ladera LLC - Advisor; Not Investment Related; 7/1/2021; 5-8 hours outside trading; Advising and mentoring heir to family wealth. 2. Cherokee Nation Businesses - Member of the Board; Investment Related; 17-Oct-2023; Operate in gaming, government contacting. Serves on M&A committee, audit, compensation, gaming, and diversified business committees; 10 hrs/monthly
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 1994-12-30 |
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