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Kevin Frawley O'COnnor

LPl Financial LLC

Williamsville, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
TX RA APPROVED_RES 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2025-07-10

Branch Locations

8340 Main Street, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Buffalo Brokerage Support, Inc. Williamsville NY 09/1991 Present
Cadaret, Grant & Co., Inc. Williamsville NY 01/2005 07/2025
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 09/1991 → Present
    Buffalo Brokerage Support, Inc.
    Williamsville, NY
  • 01/2005 → 07/2025
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
  • 07/2025 → Present
    Williamsville, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Churchville, NY
    Williamsville, NY
    Churchville, NY
    Syracuse, NY
    Syracuse, NY
Other Businesses

1- 07/2025 - Kevin F OConnor - Personal - Real Estate Rental - Owner / Landlord - Investment Related - At Reported Business Location(s) - Start Date 07/15/2003 - 20 hours per month/ 0 hours during trading 2- 07/2025 - Buffalo Brokerage Support, Inc. - Non-Variable Insurance - President - Investment Related - At Reported Business Location(s) - Start Date 07/15/2003 - 20 hours per month/ 5 hours during trading 3- 07/2025 - Buffalo Brokerage Employee Program Services - Third Party Administrator (TPA) - Investment Related - At Reported Business Location(s) - Start Date 08/01/1991 - 35 hours per month/ 5 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-03
  • S63 Uniform Securities Agent State Law Examination
    1995-02-03
Other Names
  • Kevin Frawley Oconnor

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