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350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-08-05 |
Branch Locations
350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Sandler & Co. | Minneapolis | MN | 01/2004 | Present |
| Piper Jaffray Investment Management Llc | Minneapolis | MN | 05/2011 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-15 |
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