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William Robert Nemphos

Ameriprise Financial Services, LLC

North Haven, CT

Highland Beach, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-08
MD RA APPROVED 2025-10-31
TX RA APPROVED_RES 2006-10-05
CT RA APPROVED 1995-06-21
  • FL RA
    APPROVED
    Since 2026-07-08
  • MD RA
    APPROVED
    Since 2025-10-31
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • CT RA
    APPROVED
    Since 1995-06-21

Branch Locations

154 State St Ste 104, North Haven, CT 06473 • United States

Highland Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Haven CT 09/2005 03/2020
Ameriprise Financial Services, Llc North Haven CT 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-30
S63 Uniform Securities Agent State Law Examination 1995-05-12
  • S65 Uniform Investment Adviser Law Examination
    1995-05-30
  • S63 Uniform Securities Agent State Law Examination
    1995-05-12
Other Names
  • William Robert Nemphos
  • William Robert Nemphos

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · NORTH HAVEN, CT
CETERA INVESTMENT ADVISERS LLC · NORTH HAVEN, CT
COMMONWEALTH FINANCIAL NETWORK · NORTH HAVEN, CT
LPL FINANCIAL LLC · NORTH HAVEN, CT
GATEWAY WEALTH PARTNERS, LLC · North Haven, CT
KEY INVESTMENT SERVICES LLC · NORTH HAVEN, CT
BELPOINTE ASSET MANAGEMENT LLC · North Haven, CT
INNOVATIVE ASSET ADVISORS GROUP · North Haven, CT

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