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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
| CO | RA | APPROVED | 2019-06-12 |
Branch Locations
4100 E Mississippi Ave Ste 800, Denver, CO 80246 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Denver | CO | 01/2003 | Present |
1. 4/8/2014 - JUICE PLUS - Not Investment Related - OTHER-MLM - TIME SPENT 1% - DISTRIBUTOR OF JUICE PLUS PRODUCTS. 2. 10/24/2019 - Champion Agency, Guardian, Humana, Petersen International, Standard Insurance Company, United Healthcare - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 09/17/2019 - 20 Hours Per Month During Securities Trading. 3. 5/7/2020 - Elevate Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2020 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-24 |
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