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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-02
MN RA APPROVED 2013-11-23
  • TX RA
    APPROVED
    Since 2016-11-02
  • MN RA
    APPROVED
    Since 2013-11-23

Branch Locations

2805 Dodd Rd Ste 195, Eagan, MN 55121 • United States

17305 Cedar Ave S Ste 220, Lakeville, MN 55044 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eagan MN 09/2005 03/2020
Ameriprise Financial Services, Llc Eagan MN 03/2020 Present
Other Businesses

Business Ownership; North Shore Operations LLC; Business Ownership; Business Operations; 7655 Crosswind Court, , Lakeville, MN, 55044; Not Investment-Related; 08/31/2022; 0 hours per month; 0 during trading hours / Agate Stone Tax LLC; Owner; Tax Preparation; 7655 Crosswind Court, , Lakeville, MN, 55044; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; sublease office space; Sublease separated office space to the tax practice - Agate Stone Tax LLC.; 17305 Cedar Ave South, Suite 210, Lakeville, MN, 55044; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16
Designations

View on SEC IAPD

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