Oliver John Joseph Kearney

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 07/2022
  E*Trade Securities Llc
  San Diego, CA
• 11/2010 → 07/2022
  E*Trade Capital Management Llc
  San Diego, CA
• 07/2022 → 05/2024
  Wells Fargo Clearing Services, Llc
  La Jolla, CA
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
• 11/2024 → Present
  Bank Of America, N.A.
  La Jolla, CA

Previous Registrations

• 2022-07-15 → 2024-05-30
  Wells Fargo Clearing Services, Llc
  La Jolla, CA
• 2010-12-07 → 2022-08-03
  Harrisdirect Llc
  Arlington, VA
  San Diego, CA
  La Jolla, CA
  San Diego, CA
• 2008-09-04 → 2010-11-26
  Charles Schwab & Co., Inc.
  Corte Madera, CA
  Corte Madera, CA
  Corte Madera, CA
• 2007-03-20 → 2008-08-13
  Ameriprise Advisor Services, Inc.
  San Diego, CA
• 2001-04-06 → 2006-01-20
  Citigroup Global Markets Inc.
  La Jolla, CA
  La Jolla, CA

Other Businesses

I*2023275, Entity Type, Profit, Name of OBA: Rental Property 1, Address: Charleston, SC, 29401, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/21/2020, No Hours: 4hrs/Annually, No Hours during trading: 0, Duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-06-28
• S65 Uniform Investment Adviser Law Examination
  1999-06-21

Other Names

• Oliver J Kearney