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Current Employers
Coordinated Capital Securities, Inc.

229 S Main Street, Fort Atkinson, WI 53538 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-06
  • TN RA
    APPROVED
    Since 2026-01-06

Branch Locations

6000 Poplar Ave Suite 250, Memphis, TN 38119 • United States

229 S Main Street, Fort Atkinson, WI 53538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 11/2002 Present
Coordinated Capital Securities Inc Madison WI 01/2016 Present
Previous Registrations
  • 2004-03-30 → 2015-12-28
    B. Riley Wealth Management
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-28
S66 Uniform Combined State Law Examination 2023-05-08
S63 Uniform Securities Agent State Law Examination 1995-01-25
  • S65 Uniform Investment Adviser Law Examination
    2023-06-28
  • S66 Uniform Combined State Law Examination
    2023-05-08
  • S63 Uniform Securities Agent State Law Examination
    1995-01-25

View on SEC IAPD

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