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Thomas Alvin Rishovd

Morgan Stanley

Minneapolis, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
TX RA APPROVED 2010-09-01
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED
    Since 2010-09-01

Branch Locations

225 South 6Th Street, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Minneapolis MN 08/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2010 → Present
    Morgan Stanley Smith Barney
    Minneapolis, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. TIMBERLANE HOLDINGS, LLC; 21325 QUEEN CT; ELK RIVER, MN; REAL ESTATE INVESTMENT; SECRETARY/TREASURER; STARTED 10/2011; MANAGES FINANCES, CHECKBOOK, PAY BILLS; 0 DURING 2 HOURS PER WEEK OUTSIDE SECURITIES HOURS; LLC FORMED TO INVEST IN REAL ESTATE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-11
S63 Uniform Securities Agent State Law Examination 1994-12-23
  • S65 Uniform Investment Adviser Law Examination
    1999-10-11
  • S63 Uniform Securities Agent State Law Examination
    1994-12-23
Other Names
  • Tom Rishovd

View on SEC IAPD

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