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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-05-01 |
| VA | RA | APPROVED | 2026-03-19 |
| AZ | RA | APPROVED | 2026-03-18 |
| OR | RA | APPROVED | 2026-03-17 |
| TX | RA | APPROVED_RES | 2026-03-08 |
| CA | RA | APPROVED | 2026-03-04 |
| MD | RA | APPROVED | 2026-03-04 |
Branch Locations
18867 North Thompson Peak Parkway Suite 225, Scottsdale, AZ 85255 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Peak Private Client Group, Llc | Scottsdale | AZ | 01/2016 | 03/2026 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2016 | 01/2017 |
| Bcg Securities, Inc. | Cherry Hill | NJ | 01/2017 | 09/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2021 | 12/2023 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 03/2026 | Present |
1) BLJack, LLC; Yes, Investment-Related; 25248 North Bronco Trail, Scottsdale, AZ 85255; Pass-through income; Member; 05/18/2016; Less than 5 hours/month; 0 hours/month during securities trading hours. 2) BLLJ Holdings, LLC; Yes, Investment-Related; 25248 North Bronco Trail, Scottsdale, AZ 85255; Alternative Assets, Crypto & Real Estate; Member; 12/21/2025; Less than 5 hours/month; 0 hours during securities trading hours. 3) Ashton Thomas Insurance Agency; Yes, Investment-Related; 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260; Insurance Sales; Agent; 03/04/2026. 4) MLBA Holdings, LLC; Yes, Investment-Related; Suttons Bay, MI 49682; Rental Property - Real Estate; Member - LLC; Member; 7/31/2026; 0 hours/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-10 |
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