Ronald Akira Ota

Current Employers

Employment History

• 01/1997 → Present
  Royal Alliance Associates, Inc.
  Honolulu, HI

Other Businesses

1. RONALD A. OTA POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1986 ADDRESS: 1001 Bishop St., Suite 1508, Honolulu HI 96813-3676, United States DESCRIPTION: Help clients mitigate financial risk by using the appropriate insurance, i.e. life, health, disability, and long term care. 2. RONALD A. OTA & ASSOCIATES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 1001 Bishop St Ste 1508, Honolulu HI 96813-3676, United States DESCRIPTION: This is my dba only for tax reporting purposes and as an employer name with the state of Hawaii. I also use this dba for accounts with vendors such as Xerox lease, postal scale lease, etc. 3. RONALD A. OTA (INSURANCE AGENT) POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1986 ADDRESS: 1001 Bishop St., Suite 1508, Honolulu HI 96813-3676, United States DESCRIPTION: This OBA is as an insurance agent who sells fixed products outside the firm. I help clients mitigate financial risk by using the appropriate insurance, i.e. life, health, disability, and long term care.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-10
• S63 Uniform Securities Agent State Law Examination
  1994-12-03

Other Names

• Ron Ota