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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-25 |
| OH | RA | APPROVED | 2016-07-26 |
Branch Locations
7150 W Central Ave Suite 100, Toledo, OH 43617 • United States
Findlay, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Toledo | OH | 11/1994 | Present |
| Massachusetts Mutual Life Insurance Comp | Toledo | OH | 11/1994 | Present |
(1)NAME: LARRY NOLD INV REL: Y ADD: 1265 FOSTORIA AVE., FINDLAY, OH 45840 NATURE: OUTSIDE INSURANCE POSITION: SALES AND AGENT START DATE: 1997 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: LIFE AND HEALTH (2) NAME: ST. MICHAEL THE ARCHANGEL PARISH FOUNDATION & ST. MICHAEL SCHOOL FOUNDATION INV REL: Y ADD: 750 BRIGHT RD, FINDLAY, OH 45840 NATURE: PROVIDE FINANCIAL AID TO HELP MEET THE NEEDS OF OUR STUDENTS & THEIR FAMILIES POSITION: BOARD MEMBER - TREASURER START DATE: 01/01/2020 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OVERSEE & REVIEW THE INVESTMENT RETURNS OF JP MORGAN/CHASE'S MANAGEMENT OF THE INVESTMENT ACCOUNTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-30 |
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