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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
| CO | RA | APPROVED | 2025-01-02 |
| IN | RA | APPROVED | 2022-07-13 |
Branch Locations
3902 State Street Suite #101, Santa Barbara, CA 93105 • United States
6520 Lonetree Blvd. #138, Rocklin, CA 95765 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Securities, Inc. | Alameda | CA | 04/2009 | 02/2017 |
| Bcn Financial, Inc. | Alameda | CA | 06/2009 | Present |
| Crown Capital Securities, Lp | Orange | CA | 02/2017 | 09/2017 |
| Centaurus Financial, Inc. | Anaheim | CA | 09/2017 | Present |
1. NPFBA, investment related, 2200 Douglas Blvd., Suite #110A, Roseville, CA 95661, sale of long term care and long term disability to safety members in the state of California, the work may involve some sale of fixed life insurance, field service manager (part time), since 12/1/2018, devoted time is 4 hours a month, meet with police and fire fighters to provide long term care, long term disability and possible fixed life insurance. 2. Notary Public, non-investment related, Lincoln, CA 95648, notarization of documents, Notary, since 4/7/2018, I do not generally charge my clients for this service, generally only used for business documents and retirement applications. 3. TEAM ALVAREZ INSURANCE SERVICES POSITION: Field Agent NATURE: Medicare coverage for clients and prospects enrolling for new policy. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2023 ADDRESS: 1971 E. 4th Street, Santa Ana CA 92705, United States DESCRIPTION: Providing Medicare Advantage/Supplements to clients and prospects.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-29 |
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