Patrizia Ann Laughton

Rbc Capital Markets, LLC

Williamsville, NY

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-16

NY RA
APPROVED

Since 2021-10-16

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets	Buffalo	NY	10/2009	Present

10/2009 → Present

Rbc Capital Markets

Buffalo, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-19
S63	Uniform Securities Agent State Law Examination	2003-11-29

S66 Uniform Combined State Law Examination

2008-05-19
S63 Uniform Securities Agent State Law Examination

2003-11-29

Other Names

Patty Laughton
Patrizia Ann Laughton

View on SEC IAPD

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