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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-18 |
| CO | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED | 2020-07-16 |
Branch Locations
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135 • United States
10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States
4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States
2475 Village View Drive, Henderson, NV 89074 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Baltimore | MD | 06/2009 | Present |
1) NAME OF OTHER BUSINESS:Devotion Movie LLC / INVESTMENT RELATED?: NO / ADDRESS:3313 Louis St, Savannah, GA 31404 US/ NATURE OF THE BUSINESS: Production of the movie Devotion / POSITION:Consultant/ DUTIES:Consultant on content related to naval aviation / START DATE: 3/1/2021/ HOURS DEVOTED TO BUSINESS:No 2) Rental property, Proprietor / owner, Owner of property, start date-5/2/2011, PAElkins ParkUnited States-19027.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-24 |
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