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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-20 |
| CT | RA | APPROVED | 2003-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 04/1994 | Present |
I*2086412, Entity Type: Fiduciary, Name of OBA: P A. P DCSD, Address: Naples, Florida, 34110-4109, Investment Related: N, Position, Title, Association: Administrator, Employee Start Date: 11-Sep-2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-09 |
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