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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| OK | RA | APPROVED | 1998-01-01 |
Branch Locations
3030 Nw Expressway Ste 1400, Oklahoma City, OK 73112 • United States
Edmond, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oklahoma City | OK | 11/1994 | 03/2020 |
| Ameriprise Financial Services, Llc | Oklahoma City | OK | 03/2020 | Present |
Business Ownership; Williams, Self & Associates LLC Kyle Williams Sole Member; Owner; Manage Ameriprise Business; 3030 NW Expressway, Suite 1400, Oklahoma City, OK, 73112; Investment-Related; 11/25/2024; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Williams, Self & Associates LLC; Owner; Manage advisory business; 3030 NW Expressway, Suite 1400, Oklahoma City, OK, 73112; Investment-Related; 11/24/2024; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-21 |
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