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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-18
  • CA RA
    APPROVED
    Since 2022-05-18

Branch Locations

1066 E Bastanchury Rd, Fullerton, CA 92835 • United States

377 E Chapman Ave 100, Placentia, CA 92870 • United States

8160 E Santa Ana Canyon Ste 179, Anaheim, CA 92807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schoolsfirst Federal Credit Union Rancho Cucamonga CA 06/2010 Present
Cuna Brokerage Services, Inc. Waverly IA 04/2011 Present
Lpl Financial Llc Placentia CA 05/2022 Present
  • 06/2010 → Present
    Schoolsfirst Federal Credit Union
    Rancho Cucamonga, CA
  • 04/2011 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Placentia, CA
Previous Registrations
  • 2011-05-11 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Murrieta, CA
    Riverside, CA
    Chino, CA
    Rancho Cucamonga, CA
    Tustin, CA
    Lake Elsinore, CA
    Chino, CA
    Murrieta, CA
    Riverside, CA
    Placentia, CA
    Anaheim, CA
  • 2009-05-02 → 2010-06-02
    Chase Investment Services Corp.
    Yorba Linda, CA
    Westminster, CA
    Yorba Linda, CA
  • 2006-06-07 → 2009-05-02
    Wamu Investments, Inc.
    Santa Ana, CA
    Yorba Linda, CA
    Santa Ana, CA
    West Covina, CA
Other Businesses

1. 05-18-2022 - Schools First Federal Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Retirement Plan Advisor - Start Date: 4/4/2011 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 05-18-2022 - SchoolsFirst Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 06-22-2022 - SchoolsFirst Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-06
  • S66 Uniform Combined State Law Examination
    2006-06-06
Other Names
  • Zandra Bagaporo
  • Zandra Bagaporo
  • Natasha Zandra Bagaporo

View on SEC IAPD

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