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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
1066 E Bastanchury Rd, Fullerton, CA 92835 • United States
377 E Chapman Ave 100, Placentia, CA 92870 • United States
8160 E Santa Ana Canyon Ste 179, Anaheim, CA 92807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schoolsfirst Federal Credit Union | Rancho Cucamonga | CA | 06/2010 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 04/2011 | Present |
| Lpl Financial Llc | Placentia | CA | 05/2022 | Present |
1. 05-18-2022 - Schools First Federal Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Retirement Plan Advisor - Start Date: 4/4/2011 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 05-18-2022 - SchoolsFirst Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 06-22-2022 - SchoolsFirst Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-06 |
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