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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-15 |
| GA | RA | APPROVED | 2005-09-20 |
| TN | RA | APPROVED | 2004-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Johnson City | TN | 05/1989 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Johnson City | TN | 05/1989 | Present |
I*3805266Entity Type: N/AName of OBA: Estate of S SAddress: Elizabethton, Tennessee, 37643Investment Related: NoPosition, Title, Association: AdministratorEmployee Start Date: 02/18/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Parents I*4787267, Entity Type: , Name of OBA: K J M, Address: Elizabethton, Tennessee, 37643, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/02/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-06 |
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