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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2002-03-11 |
Branch Locations
8101 E Prentice Ave Ste 850, Greenwood Village, CO 80111 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger) | Denver | CO | 03/2002 | Present |
(1) 01/21/2015 -Royal Wealth Management, Inc.. - DBA for LPL Business (entity for LPL business) - ROYAL WEALTH MANAGEMENT - Greenwood Village, CO - Investment Related - Start Date:01/01/2003 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 07/30/2025 - Crooked Lake Life, LLC - Investment Related - Real Estate Rental - Start Date:08/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-01 |
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