William Burton Sweigart

Current Employers

Global Brokerage Services, Inc.

11350 Mccormick Road Epiii, Suite 1204, Hunt Valley, MD 21031 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2001-05-16

MD RA
APPROVED

Since 2001-05-16

Branch Locations

11350 Mccormick Rd. Et Iii Suite 901, Hunt Valley, MD 21031 • United States

11350 Mccormick Rd Ep Iii Suite 901, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Johnson & Sweigart	Hunt Valley	MD	07/1989	Present
Global Brokerage Services, Inc.	Hunt Valley	MD	10/1994	Present

07/1989 → Present

Johnson & Sweigart

Hunt Valley, MD
10/1994 → Present

Global Brokerage Services, Inc.

Hunt Valley, MD

Other Businesses

JOHNSON & SWEIGART: 11350 MCCORMICK RD EP III SUITE 901 HUNT VALLEY, MD 21031 CPA: 40 HRS/WK : DURING TRADING HRS. PARTNER ACCOUNT & TAX PREPARATION FOR INDIVIDUALS AND SMALL BUSINESSES UNIVERSAL ASSET MANAGEMENT, INC. VICE PRESIDENT 2-3/WEEK DURING SECURITY TRADING HOURS RESPONSIBLE FOR THE MANAGEMENT AND OVERSIGHT OF AFFILIATED COMPANIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-31

S66 Uniform Combined State Law Examination

2001-01-31

View on SEC IAPD

Current Employers

Global Brokerage Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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