Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
4 W Red Oak Ln Ste 110, White Plains, NY 10604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 09/03/2013, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. WESTMINSTER U.S.A. LTD., NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, PENSION ACTUARIAL SERVICE, START 11/06/1990, 5-15 HRS/WK (TRADING HOURS), CHIEF ACTUARY - CONSULTING, ACTUARIAL, & ADMINISTRATIVE SERVICES; 3. RESOURCE TECHNOLOGIES, INC., NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, PENSION ACTUARIAL SERVICE, START 07/22/1997, 5-10 HRS/WK (TRADING HOURS), CHIEF ACTUARY - CONSULTING, ACTUARIAL, & ADMINISTRATIVE SERVICES; 4. UNITED STATES FINANCIAL CORPORATION, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, INSURANCE PRODUCTS: SALES SERVICE, START 12/07/1994, 0-3 HRS/WK (TRADING HOURS), ADMINISTRATIVE/COMPUTATIONAL/ANALYTICAL ASSISTANCE; 5. CONSOLIDATED FINANCIAL SERVICES CORPORATION, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, INSURANCE PRODUCTS: SALES & SERVICE, START 07/12/1991, 0-3 HRS/WK (TRADING HOURS), ADMINISTRATIVE/COMPUTATIONAL/ANALYTICAL ASSISTANCE; 6. NATIVE AMERICAN FINANCIAL CORPORATION, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, INSURANCE PRODUCTS: SALES SERVICE, START 05/13/2003, 0-3 HRS/WK (TRADING HOURS), ADMINISTRATIVE/COMPUTATIONAL/ANALYTICAL ASSISTANCE; 7. WESTCHESTER NEEDLE ARTISTS CHAPTER OF THE AMERICAN NEEDLE POINT GUILD, NOT INVESTMENT RELATED, 2424 AMERICAN LANE, MADISON, WI 53704, NEEDLEPOINT ACTIVITY, START 09/2012, 1-2 HRS/WK (NON-TRADING HOURS), TREASURER; 8. NAME OF OTHER BUSINESS: THE OSBORN INVESTMENT RELATED: NO ADDRESS: 101 THEALL RD RYE NY 10580 NATURE OF BUSINESS: NON-PROFIT RETIREMENT COMMUNITY START DATE: 5/2017 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: TRUSTEE BRIEF DESCRIPTION OF DUTIES: GOVERN & GUIDE COMMUNITY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-11 |
Reach out to this advisor