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Gregory Killingsworth Smith

Capital Client Group, Inc.

Carmel, IN

Carmel, IN

San Antonio, TX

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-02-13
  • IN RA
    APPROVED
    Since 2019-02-13

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Carmel, IN • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios Wheaton IL 03/2011 08/2018
Ameriprise Downers Grove IL 09/2018 01/2019
American Funds Carmel IN 01/2019 01/2021
American Funds Carmel IN 01/2021 09/2021
American Funds Carmel IN 09/2021 04/2024
American Funds Carmel IN 04/2024 Present
  • 03/2011 → 08/2018
    First Trust Portfolios
    Wheaton, IL
  • 09/2018 → 01/2019
    Ameriprise
    Downers Grove, IL
  • 01/2019 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 09/2021
    American Funds
    Carmel, IN
  • 09/2021 → 04/2024
    American Funds
    Carmel, IN
  • 04/2024 → Present
    American Funds
    Carmel, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-09
S63 Uniform Securities Agent State Law Examination 2005-12-10
  • S66 Uniform Combined State Law Examination
    2006-06-09
  • S63 Uniform Securities Agent State Law Examination
    2005-12-10
Designations
Other Names
  • Greg Smith
  • Gregory Killingsworth Smith
  • Gregory K Smith

View on SEC IAPD

Other Firms

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OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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