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185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-06-05 |
| CT | RA | APPROVED | 2025-05-23 |
| RI | RA | APPROVED | 2025-05-23 |
Branch Locations
90 Beach Street, Westerly, RI 02891 • United States
185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2016 | 03/2020 |
| Lpl Financial, Llc | Springfield | MA | 03/2020 | 12/2020 |
| Napatree Capital Llc | Providence | RI | 01/2021 | Present |
2. Veritas Prep Charter School Investment Related: No Address: 370 Pine Street, Springfield MA 01105 Nature: Educational Organization Position: Board Member, Finance Committee and Investment Committee Start Date: 09/01/2016 Hours: 5 3. Longmeadow Boys Lacrosse Association Investment Related: No Address: 231 Maple Road, Longmeadow, MA 01106 Nature: Educational Organization Position: President and Board Member Start Date: 03/15/2012 Hours: 5 4. New England Public Media Investment Related: Yes Address: 44 Hampden Street, Springfield, MA 01103 Nature: Media Corporation Position: Board Member, Treasurer Start Date: 09/21/2021 Hours: 8 5. GammaRoad Capital Partners Investment Related: Yes Address: 530 E. 76th Street, 36D, New York, NY 10021 Nature: Market Research Position: President and Chief Operating Officer Start Date: 10/01/2022 Hours: 25 6. Growgenics, LLC Investment Related: No Address: 2240 S County Trail, East Greenwich, RI 02818 Nature: Consumer Goods Position: Strategic Advisor Start Date: 01/01/2022 Hours: 2 7. Mayo Beach Brands, LLC Investment Related: No Address: 64 Ardsley Road, Longmeadow, MA 01106 Nature: E-Commerce Position: Owner Start Date: 05/01/2023 Hours: 10
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-18 |
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