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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-02-10
TX RA APPROVED 2020-04-15
MD RA APPROVED 2010-06-30
  • PA RA
    APPROVED
    Since 2022-02-10
  • TX RA
    APPROVED
    Since 2020-04-15
  • MD RA
    APPROVED
    Since 2010-06-30

Branch Locations

303 International Circle Suite 500, Hunt Valley, MD 21030 • United States

Hummelstown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Hunt Valley MD 06/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2010 → Present
    Morgan Stanley Smith Barney
    Hunt Valley, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-22
S63 Uniform Securities Agent State Law Examination 1995-01-16
  • S65 Uniform Investment Adviser Law Examination
    1995-08-22
  • S63 Uniform Securities Agent State Law Examination
    1995-01-16
Designations

View on SEC IAPD

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