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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-25
FL RA APPROVED 2016-01-22
  • TX RA
    APPROVED_RES
    Since 2016-01-25
  • FL RA
    APPROVED
    Since 2016-01-22

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 01/2016 Present
Previous Registrations
  • 2008-09-18 → 2016-02-18
    Credit Suisse Securities (Usa) Llc
    West Palm Beach, FL
  • 2008-02-07 → 2008-09-19
    Lehman Brothers Inc.
    Palm Beach, FL
    Palm Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-14
  • S63 Uniform Securities Agent State Law Examination
    1994-12-14
Designations
Other Names
  • Tim Tiller
  • Jr Franklin Carlyle Tiller
  • Tim Tiller

View on SEC IAPD

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