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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-17
CT RA APPROVED 2008-05-21
  • TX RA
    APPROVED_RES
    Since 2018-05-17
  • CT RA
    APPROVED
    Since 2008-05-21

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 11/2007 Present
Bank Of America, N.A. Darien CT 06/2011 Present
Other Businesses

I*5049267 Entity Type: Fiduciary role Name of OBA: C. C. D. TOD BENEFICIARIES ON FILE Address: Norwalk, Connecticut, 6850 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/22/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties:Power of Attorney/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-16
S63 Uniform Securities Agent State Law Examination 1995-09-29
  • S66 Uniform Combined State Law Examination
    2008-05-16
  • S63 Uniform Securities Agent State Law Examination
    1995-09-29
Other Names
  • Ronald Matthew Dragotta
  • Ronald Matthew Dragotta
  • Ronald M Dragotta

View on SEC IAPD

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