Best Investors Account Sign in

David Knos

Charles Schwab & Co., Inc.

Mission Viejo, CA

Dana Point, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-24
  • CA RA
    APPROVED
    Since 2025-11-24

Branch Locations

27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570 • United States

2 Ritz Carlton Dr Suite 203, Dana Point, CA 92629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Noic Phoenix AZ 06/2016 12/2016
Gateway Mortgage Scottsdale AZ 12/2016 03/2018
Park Grove Lending Gilbert AZ 03/2018 06/2018
Seville Mortgage And Investments Llc Queen Creek AZ 06/2018 08/2023
First Down Finance Llc Queen Creek AZ 09/2023 07/2024
Lendage Llc Tempe AZ 07/2024 11/2024
Independant Contractor Homesmart Lifestyles Queen Creek AZ 08/2023 08/2025
Dove Mortgage Corp Queen Creek AZ 05/2025 08/2025
Charles Schwab & Co, Inc Monarch Beach CA 08/2025 Present
Charles Schwab Bank, Ssb Monarch Beach CA 08/2025 Present
  • 06/2016 → 12/2016
    Noic
    Phoenix, AZ
  • 12/2016 → 03/2018
    Gateway Mortgage
    Scottsdale, AZ
  • 03/2018 → 06/2018
    Park Grove Lending
    Gilbert, AZ
  • 06/2018 → 08/2023
    Seville Mortgage And Investments Llc
    Queen Creek, AZ
  • 09/2023 → 07/2024
    First Down Finance Llc
    Queen Creek, AZ
  • 07/2024 → 11/2024
    Lendage Llc
    Tempe, AZ
  • 08/2023 → 08/2025
    Independant Contractor Homesmart Lifestyles
    Queen Creek, AZ
  • 05/2025 → 08/2025
    Dove Mortgage Corp
    Queen Creek, AZ
  • 08/2025 → Present
    Charles Schwab & Co, Inc
    Monarch Beach, CA
  • 08/2025 → Present
    Charles Schwab Bank, Ssb
    Monarch Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-24
S63 Uniform Securities Agent State Law Examination 1995-01-17
  • S66 Uniform Combined State Law Examination
    2025-11-24
  • S63 Uniform Securities Agent State Law Examination
    1995-01-17
Other Names
  • Dave Knos
  • David Ronald Knos

View on SEC IAPD

Other Firms

EDWARD JONES
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
POINT WEST ASSET MANAGEMENT LLC

Other Investors

Brian Tracy Lam
Robert Joseph Brown
STEVEN DAVID SHIELDS
Karim A. Mekhail
Logan S. Sandhu
WESLEY GARY GUNTER
Carmelo Anthony Battaglia
WILLIAM RONALD EDDE

Other Offices

EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

More in Mission Viejo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor