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Marcus Raymond Waterbury

Morgan Stanley

Minneapolis, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-12-17
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2009-06-01
  • HI RA
    APPROVED
    Since 2024-12-17
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

225 South 6Th Street, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Minneapolis MN 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Minneapolis, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Minneapolis, MN
  • 2006-09-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

1) Bachrach & Associates, Inc; Not investment related; Forward for book; Author; Start date: 08/2009; During business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-23
S63 Uniform Securities Agent State Law Examination 1994-11-18
  • S65 Uniform Investment Adviser Law Examination
    1994-11-23
  • S63 Uniform Securities Agent State Law Examination
    1994-11-18
Other Names
  • Margery Ruth Waterbury
  • Margery Ruth Waterbury

View on SEC IAPD

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