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Jason Thomas Hicks

Morgan Stanley

Lutherville, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-07-27
TX RA APPROVED 2022-07-27
  • MD RA
    APPROVED
    Since 2022-07-27
  • TX RA
    APPROVED
    Since 2022-07-27

Branch Locations

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm. T. Burnett & Co. Baltimore MD 09/2014 10/2016
Unemployed Baltimore MD 10/2016 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 12/2016 07/2021
Bank Of America, N.A. Columbia MD 10/2017 07/2021
Wells Fargo Clearing Services, Llc Towson MD 08/2021 07/2022
Wells Fargo Bank, Na Towson MD 08/2021 07/2022
Morgan Stanley Smith Barney Llc Lutherville MD 07/2022 Present
  • 09/2014 → 10/2016
    Wm. T. Burnett & Co.
    Baltimore, MD
  • 10/2016 → 11/2016
    Unemployed
    Baltimore, MD
  • 12/2016 → 07/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbia, MD
  • 10/2017 → 07/2021
    Bank Of America, N.A.
    Columbia, MD
  • 08/2021 → 07/2022
    Wells Fargo Clearing Services, Llc
    Towson, MD
  • 08/2021 → 07/2022
    Wells Fargo Bank, Na
    Towson, MD
  • 07/2022 → Present
    Morgan Stanley Smith Barney Llc
    Lutherville, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-06
S63 Uniform Securities Agent State Law Examination 2006-03-20
  • S66 Uniform Combined State Law Examination
    2017-06-06
  • S63 Uniform Securities Agent State Law Examination
    2006-03-20

View on SEC IAPD

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Other Offices

HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD
BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD
KESTRA ADVISORY SERVICES, LLC · Lutherville, MD
KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
JANNEY MONTGOMERY SCOTT LLC · Lutherville (Greenspring), MD

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