James Francis Klasa

Current Employers

Employment History

• 06/2014 → 08/2023
  Pnc Investments
  Pittsburgh, PA
• 09/2023 → Present
  Raymond James Financial Services, Inc.
  Carmel, IN
• 09/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Carmel, IN
• 09/2023 → Present
  First Financial Bank
  Carmel, IN

Previous Registrations

• 2014-06-24 → 2023-08-22
  Pnc Wealth Management Llc
  Pittsburgh, PA
  Carmel, IN
• 2014-04-08 → 2014-06-17
  Bmo Harris Financial Advisors, Inc.
  Milwaukee, WI
  Milwaukee, WI
• 2009-11-13 → 2014-03-24
  Pnc Wealth Management Llc
  Camby, IN
  Indianapolis, IN
  Fort Wayne, IN
  New Haven, IN
  Carmel, IN
  Avon, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Indianapolis, IN
  Michigan City, IN
  Carmel, IN
  Indianapolis, IN
  Brownsburg, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Noblesville, IN
  Clayton, MO
• 2003-07-09 → 2009-11-13
  Natcity Investments, Inc.
  Indianapolis, IN
  Fort Wayne, IN
  Michigan City, IN
  Fort Wayne, IN
  Noblesville, IN
  Fort Wayne, IN
  New Haven, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Plainfield, IN
  Brownsburg, IN
  Avon, IN
  Fort Wayne, IN
  Camby, IN
  Indianapolis, IN
  Carmel, IN
  Cleveland, OH
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

(1)Name of Business: Yellow Cardinal Advisory Group Address: 300 N Meridian, Indianapolis, IN, 46204, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/21/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Wealth Management Regional Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-24
• S63 Uniform Securities Agent State Law Examination
  1995-12-19

Designations

Other Names

• Jim Klasa