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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2012-07-16 |
| TX | RA | APPROVED | 2012-06-28 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Scottsdale | AZ | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | Present |
MMB INVESTMENTS, LLC, INVT RELATED, CARE CREEK, AZ, 67% OWNERSHIP WITH SPOUSE, START DATE 5/21/2002, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGER OF LLC FOR RAW LAND PURCHASES AND SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-09 |
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