Kim E Sherwood

Current Employers

Employment History

• 06/2000 → Present
  Wit'S End Comedy Company
  Cincinnati, OH
• 02/2002 → 02/2020
  Lang Financial Group
  Cincinnati, OH
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2020 → Present
  Center Stage Financial
  Cincinnati, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-02-15 → 2018-12-13
  Lfg Advisory Services
  Cincinnati, OH
• 2005-04-29 → 2013-09-03
  Walnut Street Securities, Inc.
  New York, NY
  Cincinnati, OH
• 2003-05-21 → 2006-11-03
  Walnut Street Advisers Inc
  Cincinnati, OH

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2002 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: STAND-UP COMEDY START DATE: 12/2006 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: STAND-UP COMEDY AND RELATED PODCASTS & VIDEOS. (3) NAME OF OTHER BUSINESS: CENTER STAGE FINANCIAL INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (4) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARY PUBLIC FOR OHIO ; START DATE: 02/2000 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE FINANCIAL DOCUMENTS FOR SECURITIES CLIENTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-10
• S63 Uniform Securities Agent State Law Examination
  1995-02-21