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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-04 |
Branch Locations
8505 Technology Forest Pl Ste 203, The Woodlands, TX 77381-1158 • United States
Conroe, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Beaumont | TX | 01/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | The Woodlands | TX | 03/2020 | Present |
Real Estate Ownership; We own a Spinnaker Lake Dillon Time Share Condo. Previously it was just a vacation property but we have decided to try and rent the week through VRBO in years we don't use it personally to offset the yearly dues.; Spinnaker Lake Dillon, 317 W. LaBonte St., , Dillon, CO, 80435; Not Investment-Related; 03/01/2022. Business Ownership; NSRAS, LLC; Administrative; On June 13, 2019 I submitted a name change for my LLC (previously known as BAB Financial Services, LLC. dated 12/31/2019) to it's new name NSRAS, LLC.; 2325 Goldenglade Dr, , Conroe, TX, 77384; Not Investment-Related; 06/13/2019; 0 hours per month; 0 during trading hours. Outside Employment; NSRAS, LLC; Owner/President - Owner, I 1099 all my income from Ameriprise into my LLC for tax and accounting purposes.; ; 2325 Goldenglade Dr, , Conroe, TX, 77384; Not Investment-Related; 11/10/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-03 |
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