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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-06 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securites, Inc | Marshfield | MA | 05/2015 | 03/2017 |
| Mml Investors Services, Llc | Marshfield | MA | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Marshfield | MA | 07/2016 | Present |
(1)Name: Anthony Nofi Inv rel: Y Add: 20 Congress St Marshfield MA 02050 Nature: Health, Group Life, and Group Health Position: Agent Start date: 10/08/2019 No. HR/MO: 2 No. HR/MO during sec trading: 1 (2)Name: MP-HR (formerly Mass Pay) Inv rel: Y Add: 20 Congress St Marshfield MA 02050 Nature: Payroll Services Position: Referral Agent Start date: 09/01/2022 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: To simply refer clients and prospective clients to MP-HR. (3)Name: The Seaport Team Inv rel: Y Add: One Marina Park Drive, Boston, MA 02210 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start date: 04/01/2024 No. HR/MO: 20 No. HR/MO during sec trading: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-08 |
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